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47. Sexual Harassment (Revised: 2003) |
The decision as to which procedure to utilize for a grievance
filed by a student shall be made solely by the university and shall
be based on the fact pattern of each particular case. Each grievance
shall be directed to a specific procedure and shall be accorded only
one opportunity to be adjudicated unless the appeal body remands for
further review.
47.1 Definition of Sexual Harassment
Sexual harassment means unwelcome sexual advances, requests
for sexual favors, or other verbal, visual or physical conduct of
a sexual nature, submission to which is made a condition of a
person's exercise or enjoyment of any right, privilege, power, or
immunity, either explicitly or implicitly.
Sexual harassment occurs when a person is the recipient of
conduct of a sexual nature where:
47.1.1 Submission to, or
toleration of, such conduct is made either explicitly or implicitly a term
or condition of an individual’s education
(including co-curricular activities) or employment ;
47.1.2 Submission to or rejection of such conduct by an
individual is used as the basis for academic or employment
decisions affecting the individuals welfare; or
47.1.3.
Such
conduct has the purpose or effect of unreasonably interfering with an
individual’s welfare, academic or work performance, or creates an
intimidating, hostile, offensive or demeaning education (including
co-curricular activities) or work environment.
47.2. Examples of Prohibited Behavior
Prohibited acts that constitute sexual harassment may take a
variety of forms. Examples of the kinds of conduct that may
constitute sexual harassment include, but are not limited to:
47.2.1 Repeated unwelcome sexual propositions,
invitations, solicitations and flirtations.
47.2.2 Stated or implied threats that a person’s
employment, wages, academic grade, opportunities for promotion, classroom or
work assignments or other conditions of employment or academic life,
or as a condition to membership in a recognized student organization,
may be adversely affected by not submitting to sexual advances.
4 7.2.3 Repeated and pervasive unwelcome verbal
expressions of a sexual nature, including graphic sexual
commentaries about a persons body, dress, appearance or
sexual activities; the unwelcome use of sexually degrading
language, jokes or innuendoes; unwelcome suggestive or
insulting sounds or whistles; obscene gestures.
47.2.4 Unwanted exposure to sexual graffiti, photographs,
electronically transmitted images or suggestive objects that
substantially interferes with an individuals welfare,
academic or work performance.
47.2.5 Unwelcome and inappropriate touching, patting,
pinching or unnecessary brushes.
47.3 Information and Consultation
Sexual Harassment Resource Persons
The Office of the Dean of Student Life, the Human
Resources Department employee relations office, and the Office of
the Dean of Faculties are available to serve as resources to any
student, non-faculty employee, or faculty member who has a sexual
harassment inquiry or complaint. Individuals with a sexual
harassment inquiry or complaint may be more comfortable speaking
with someone of their gender. They have the option of meeting
with a staff member of a preferred gender in the Department of
Student Life, the Human Resources Department or the Office of the
Dean of Faculties and Associate Provost. These resource persons
have information about applicable laws, university rules and
procedures, options available for resolution of complaints, and
confidentiality requirements.
47.4 Confidentiality
Persons gathering general information, seeking guidance, or
filing a complaint may be concerned about the confidentiality of
the information they are sharing. While the university wishes to
create an environment in which individuals feel free to discuss
concerns and make complaints, the university may be legally
obligated to take action when its officials are informed that
sexual harassment may be occurring. If the individual does not
disclose any identifying information about him/herself or any
other party involved (e.g., names, department or unit) during the
inquiry, no action can be taken in the matter.
47.5 Official Contact of the University
* Note: Students may contact the Dean of Student Life for assistance in
arranging the official contact with the Dean of Faculties or the Employee
Relations Manager. Students may request to meet with a staff member of a
preferred gender in the Dean of Student Life's office. Incidents
occurring with individuals across these areas of responsibility will be
coordinated among the appropriate official contacts depending on the
circumstances.
47.6 Filing a Complaint
Once an individual discloses identifying information to the
official contact of the university, he/she will be considered to
have filed a complaint with the university. While the
confidentiality of the information received, the privacy of the
individuals involved, and the wishes of the complainant regarding
action by the university cannot be guaranteed, they will be
protected to as great a degree as is legally possible. The
expressed wishes of the complainant regarding confidentiality
will be considered in the context of the universitys legal
obligation to act upon the charge and the right of the charged
party to be informed about charges against him/her.
47.7 Protection of Complainant and Others
47.7.1 The university will take reasonable action to
assure that the complainant, the alleged offender, and those
testifying on behalf of either party or supporting either
party in other ways, are protected from retaliation. This
action may come at any time during or following an
investigation of a sexual harassment complaint. Persons who
retaliate will be subject to disciplinary action.
47.7.2 Protection of the Alleged Offender
At the time a formal complaint is filed, the alleged
offender will be informed of the allegations, the identity of
the complainant and the facts surrounding the allegations. In
the event the allegations are not substantiated, reasonable
steps will be taken to restore the reputation of the alleged
offender if damaged by the proceedings. A complainant who
intentionally makes dishonest or malicious allegations, is
subject to university discipline.
47.7.3 Protecting Involved Parties
To the extent possible, university proceedings will be
conducted in a manner that protects the confidentiality of
all parties involved.
47.8 Complaint Procedures
Informal or formal notification to an official contact of the
university (see 47.5) constitutes official notification. Names,
department, and other information necessary to conduct an
investigation of the allegation(s) are required. Further action
by the complainant will determine whether the filing is formal or
informal.
47.8.1 Informal Complaint Procedures
Informal procedures are aimed at stopping the harassing
behavior rather than determining culpability or intent. In
some instances the offender may agree, voluntarily, to a
sanction to avoid a formal hearing. Usually, official
disciplinary action for employees or students cannot be
invoked without a formal hearing. Complaints that are
resolved informally are generally not investigated to the
same degree as formal proceedings, although the complainant
and, in some cases, the alleged offender may be interviewed.
Mediation may be utilized as a method for resolving the
complaint informally. If a complainant decides to handle the
situation her/himself, and the harassment stops, there may
not be an investigation. Unlike formal procedures, the
harassment recipient is not required to write an account of
what happened for the informal handling of the complaint to
proceed. The outcome of informal procedures can range from no
action, a simple apology, a promise not to do it again, a
transfer of either or both parties, a voluntary resignation,
up to termination or removal from the university. Generally,
under informal procedures, the complainant may, at any time,
elect to stop further administrative action by withdrawing
the complaint. Sexual harassment resource persons are
available to assist individuals with the informal complaint
process.
Adopting informal procedures for resolving sexual
harassment complaints does not mean that the institution does
not take sexual harassment seriously. Informal procedures
simply provide an alternative method for stopping sexual
harassment. The complainant can also decide to file a formal
grievance with the appropriate official contact of the
university at any time.
47.8.2 Formal Complaint Procedures
When informal procedures are inappropriate or have failed,
formal sexual harassment grievance procedures are aimed,
among other things, at determining if sexual harassment has
occurred, the culpability of the alleged offender and
appropriate sanctions or remedies. Formal procedures are
initiated with a written request for investigation of sexual
harassment charges by the complainant, the institution, the
alleged offender, or any of the parties involved. The request
must be sent or delivered to the official contact of the
university as stated in 47.9.
Investigating Authorities - The Investigating Authority,
composed of one or more people appointed by the appropriate
official contact of the university, is responsible for all
administrative activities required to conduct the
investigation, under informal or formal complaint procedures.
The Investigating Authority will conduct the investigation,
and prepare a formal report to the appropriate official
contact of the university detailing all relevant information.
A copy of the formal report will be kept by the appropriate
official contact of the university.
If the allegations of harassment are found to be true, a
copy of the final report will be placed in the alleged
offender's student conduct/personnel file. Reasonable
extensions of an investigation can be made for extenuating
circumstances due to continuing a complex investigation,
illness, scheduled vacations, professional presentations,
etc
These extensions are granted by the office of the
appropriate official contact of the university.
47.9 Step I Complaint Investigation
47.9.1 Students
A formal complaint against a student shall be directed to
the Dean of Student Life, who will appoint an
Investigating Authority. The case will be investigated and a
determination will be made within 12 working days as to
whether or not further investigation or a hearing is
warranted. A representative of Student Life shall notify the
alleged offender and the complainant regarding the resolution
of the complaint, including any sanctions.
47.9.2 Student Employees
Graduate Assistants - Teaching and persons holding a
postdoctoral teaching appointment will be considered faculty
for the purpose of these procedures. Graduate Assistants
Non-Teaching and persons holding postdoctoral non-teaching
appointments are considered non-faculty employees for the
purpose of these procedures. All other student employees
(graduate and undergraduate) will be considered students for
the purpose of these procedures. If the incidence of sexual
harassment is job-related, the Department of Student Life
shall notify the alleged offender and the complainant
regarding resolution of the complaint, including any
sanctions.
47.9.3 Non-Faculty Employee
A formal complaint filed against a non-faculty employee
shall be directed to the Human Resources Department Employee
Relations Office, which will appoint an Investigating
Authority. The Investigating Authority will investigate the
case and determine, within 12 working days, whether to
recommend sanctions at that time, to dismiss the case or to
investigate the complaint further. Once a decision for
further investigation is made, it normally should be
completed within 30 working days. The determinations of the
Investigating Authority, together with the recommended
sanctions, if any, will be reported through the Director of
Human Resources, or designee, to the appropriate vice
president or other direct report to the president of the
university. Decisions by the vice president or direct report
regarding investigation and resolution of the complaint,
including recommended sanctions, are considered final and
shall be reported to the alleged offender, the complainant,
the Director of Human Resources, or designee.
47.9.4 Faculty
A formal complaint filed against a faculty member shall be
directed to the Office of the Dean of Faculties and Associate
Provost, who, in turn, should notify the appropriate college
dean and department head, or their designees, who will notify
the faculty member concerned and appoint an Investigating
Authority. The Investigating Authority will investigate the
case and determine, within 12 working days, whether to
recommend sanctions at that time, to dismiss the case, or to
investigate the complaint further. Once a decision for
further investigation is made, normally, a further
investigation should be completed within 30 days. The
findings of the Investigating Authority, together with
recommendations for sanctions, if any, will be reported to
the Dean of Faculties and Associate Provost, who will review
the findings and transmit the Investigating Authority's
recommendations, together with any independent
recommendations, to the Executive Vice President and Provost.
The Executive Vice President and Provost will make the final
determination. The Dean of Faculties and Associate Provost
will report the determination to the complainant and the
alleged offender.
47.10 Step II Appeals from Sanctions
The normal appeals process will be followed as outlined below.
Decisions made during the appeals process may not impose a
harsher penalty than the original decision.
47.10.1 Students
Appeals of sanctions assessed students shall be directed
to the University Disciplinary Appeals Panel. The University
Disciplinary Appeals Panel may not impose a harsher sanction
than originally assessed. Procedures of the University
Disciplinary Appeals Panel are in the Student Rules handbook.
Graduate Assistants - Teaching and persons holding
postdoctoral teaching appointments are considered faculty for
the purpose of these procedures. Appeal of sanctions may be
made to the University Grievance Committee. Graduate
Assistants - Non-Teaching and those holding postdoctoral
non-teaching appointments are considered non-faculty
employees for the purpose of these procedures.
47.10.2 Non-Faculty Employee
Appeals from recommended sanctions against non-faculty
employees should be handled in accordance with procedures
outlined in Texas A&M University Rule 32.01.02.M1,
entitled, "A Complaint and Appeal Procedure for
Employees Other than Faculty."
47.10.3 Faculty
If a recommendation for sanctions is made against a
faculty member, the faculty member may appeal to the
University Grievance Committee or the Tenure Mediation
Committee and the Committee on Academic Freedom,
Responsibility, and Tenure, as provided in University Rule,
12.01.99.M2, "Academic Freedom, Responsibility, and
Tenure."
47.11 Complainant Follow Up
In order to verify that the harassing behavior by a student or
student employee remains stopped, the Dean of Student Life will follow up with the complainant in those instances where
their formal or informal complaint was proven. The Investigating
Authority will follow up with the complainant in those instances
where the offender is a non-faculty employee or faculty. This
will take place on or about the anniversary date of the final
decision at 30 days, six months, and one-year time frames.
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